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20 Jiantou 01: China Construction Bank Investment Co., Ltd. Public Offering of Corporate Bonds (Phase I) 2020 Announcement

Time: January 9, 2020 23:02:14 China Finance
Original Title: 20 Jiantou 01 : China Construction Bank Investment Co., Ltd. Public Offering of Corporate Bonds (Phase I) 2020 Announcement


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The issuer and all members of the board of directors guarantee the truthfulness, accuracy and completeness of the contents of the announcement, and shall bear joint and several liability for the false records, misleading statements or major omissions of the announcement. Liability for joint accountability or major omissions.


important hint


1.2018
December
On the 7th, with the permission of the China Securities Regulatory Commission
[2018] Document No. 2026 approved that China Construction Bank Investment Co., Ltd. (hereinafter referred to as the "issuer" or "company") was permitted to issue public offerings to qualified investors not exceeding RMB
80
100 million corporate bonds . The issuer will determine the issuance time, scale and other specific issuance terms of the bonds based on the market and other aspects.


China Construction Bank Investment Co., Ltd.
Public issuance of corporate bonds in 2020 (first instalment) (hereinafter referred to as the "current indebtedness")
It belongs to the fourth issuance of bonds within the quota approved by the CSRC [2018] No. 2026, and the issue size does not exceed
10
100 million yuan (including
1 billion yuan).



2. After comprehensive assessment by Shanghai New Century Credit Rating Investment Service Co., Ltd., the issuer's main credit rating is
AAA, the credit rating of the current bond is
AAA, rating outlook is stable. Issuer of the bond before listing
2019
Net assets at the end of September were
87.370 billion yuan (calibration of consolidated statements), of which the owner's equity attributable to the parent company is
85.018 billion yuan. The average annual distributable profit realized by the issuer in the last three fiscal years is
5.359 billion yuan (
2016, 2017 and
The 2018 consolidated statement is attributable to the average net profit of the owner of the parent company.
1.5 times.



3. The bonds in this period do not provide guarantees, nor have they taken any credit enhancement measures such as mortgages and pledges.



4.The bond is
3-year fixed rate bonds. The bonds are in the form of a fixed interest rate. The coupon rate will be publicly queried to qualified investors with corresponding risk identification and ability to bear. The investor directly issues a purchase order to the bookkeeper. The bookkeeper is responsible for recording the purchase order. Eventually, the issuer and the bookkeeper determine the final issue interest rate of the bond based on the purchase situation.



5. The final coupon rate of the bonds is determined based on the results of bookkeeping. Issuers and lead underwriters will
2020
January
On the 10th (T-1), an inquiry was made to the offline qualified investor interest rate in the form of bookkeeping, and the final coupon rate of the current bond was determined according to the interest rate inquiry. Issuers and lead underwriters will
2020
January
On the 13th (T), the final coupon rate of the bonds will be announced on the website of the Shanghai Stock Exchange (http://www.sse.com.cn). Investors are kindly requested to pay attention.



6. The issuer's main credit rating is
AAA, the credit rating of the current bond is
AAA, this bond is in compliance with the basic conditions for pledged repo transactions. If approved, the specific conversion rate and other issues will be implemented in accordance with the relevant regulations of the bond registration agency.



7. The issuance of bonds for the current period adopts the "Administrative Measures" below the net and the "Administrative Measures for the Appropriateness of Investors in the Shanghai Stock Exchange Bond Market" (hereinafter referred to as the "Adequateness Management Measures"
") The qualified investors are issued in the form of an inquiry and placing. The issuer and bookkeeper will place the placement based on the offline inquiry. For details of the placing principle, please refer to" (6) Placement "in this announcement.

1


For sale ".



8. Off-line issuance is for qualified investors. Qualified investors participate in the offline inquiry purchase by submitting the "Offline Inquiry and Subscription Application Form" to the bookkeeper. The minimum offline purchase amount for qualified investors is
10 million yuan (including
10 million yuan),
exceed
10 million yuan must be
An integer multiple of 10 million yuan, unless otherwise specified by the bookkeeper.



9. Investors must not use other people's accounts or funds to subscribe illegally, nor can they illegally finance or subscribe for other people's illegal financing. Investors subscribing to and holding the bonds shall abide by relevant laws and regulations and relevant regulations of the China Securities Regulatory Commission.
And bear the corresponding legal responsibility.



10. Investors are kindly requested to pay attention to the specific provisions of the bond issuance method, issue object, issue quantity, issue time, subscription method, subscription procedure, subscription price and subscription payment in this announcement.



11. The issuer will go through the relevant listing procedures as soon as possible after the issuance of the bonds. The specific listing time of the bonds will be announced separately.



12. This announcement only explains the issues related to the issuance of the bonds and does not constitute any investment advice for the bonds.

Investors who want to know more about the current bond situation, please read the "China Construction Bank Investment Co., Ltd."
Public release in 2020
Corporate Bonds (Phase 1) Prospectus ", investors can also check the website of the Shanghai Stock Exchange (http://www.sse.com.cn) for relevant information on the issuance of bonds.



13. For other issues related to the issuance of bonds, the issuer and the lead underwriter will make timely announcements on the website of the Shanghai Stock Exchange (http://www.sse.com.cn) as necessary, and investors are kindly requested to pay attention.



14. In the event of market changes, the issuer and the bookkeeping manager may agree to extend the bookkeeping time or cancel the issuance of the bond after agreement.



15. The issuer does not directly or indirectly subscribe for the bonds it issues during the bond issuance period. The interest rate or price for bond issuance should be determined through inquiry, agreement pricing, etc. The issuer does not manipulate the issue pricing, black box operation,
Trusts and other methods seek improper benefits or transfer benefits to other relevant stakeholders, do not provide financial assistance to investors participating in the subscription directly or through other stakeholders, and do not perform other acts that violate fair competition and disrupt market order.



16.If the issuer has directors, supervisors, senior managers,
5% of shareholders and other related parties participate in the subscription of this bond, and the issuer will disclose the relevant subscription situation in the announcement of the issuance result.


2


Paraphrase


In this announcement, unless the context otherwise requires, the following terms have the following meanings:

The company, the company, the issuer, and China Construction Investment Corporation refer to China Construction Bank Investment Co., Ltd.
8 billion yuan) China Construction Bank Investment Co., Ltd. publicly issues corporate bonds. The current bond refers to China Construction Bank Investment Co., Ltd.
Public issuance of corporate bonds in 2020 (first phase)
Lead lead underwriter, bookkeeper, bond trustee, CITIC Construction Investment Securities refers to CITIC Construction Investment Securities Co., Ltd. Joint lead underwriter refers to Guangfa Securities Co., Ltd., BOCI International Securities Co., Ltd. China Securities Regulatory Commission, Securities Regulatory Commission refers China Securities Regulatory Commission's "Administrative Measures" refers to the "Administrative Measures for the Issuance and Transaction of Corporate Bonds "
The Shanghai Stock Exchange and the Exchange refer to the Shanghai Stock Exchange's securities registrars, registration agencies, registration custodians, and registered companies refer to China Securities Depository and Clearing Corporation Limited Shanghai Branch. The first day of issue refers to January 13, 2020. The issuance of bonds Qualified investors on the first day are qualified investors who open securities accounts with registered companies (except those prohibited by laws and regulations)
Placing payment notice refers to China Construction Bank Investment Co., Ltd.
Public issuance of corporate bonds in 2020 (first phase)
Placing payment notice

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I. Basic information of the current bond issuance

(I) Basic Issuance Terms of the Bonds


1. Issuing subject: China Construction Bank Investment Co., Ltd.



2. Bond name: China Construction Bank Investment Co., Ltd.
Public offering of corporate bonds in 2020 (first instalment).



3. Bond maturity and variety: the current bond is
3-year fixed rate bonds.



4. Issuance scale: The issuance scale of corporate bonds in this period does not exceed RMB
1 billion yuan (including
1 billion yuan).



5. Placing rules: The bonds will be placed in accordance with the principle of centralized placing based on the results of bookkeeping. The bonds are not placed to shareholders.



6. Off-line placement principle: The issuer, bookkeeper and lead underwriter will place all valid subscriptions based on the results of the offline interest rate inquiry. The qualified investor's amount will not exceed the corresponding maximum subscription amount in its effective subscription. . The placing is based on the following principles: bookkeeping is performed in accordance with the investor's subscription interest rate from low to high, and the subscription amount is accumulated from low to high according to the subscription interest rate. When the cumulative amount exceeds or equals the total bond issuance in the current period, the corresponding maximum subscription The interest rate is recognized as the issue rate;
Investors whose subscription rate is below the final issue rate (including the issue rate) will be placed on the principle of price priority; in the case where the subscription rate is the issue rate and all subscriptions at that rate cannot be fully allocated, the principle of equal proportion shall be adopted Placing,
At the same time, due consideration shall be given to investors with long-term cooperation. After the issuer, bookkeeper and lead underwriter reach consensus, they have the right to adjust the placement results determined according to the above-mentioned placing principles.



7. Bond interest rate, its determination method, and pricing process: The current bond is in the form of a fixed interest rate. The coupon rate will be publicly queried to qualified investors with corresponding risk identification and ability to bear, and then issued by the issuer and bookkeeper. The lead underwriter determines the book interest filing range for the coupon rate of the current bond. The investor directly issues a purchase order to the bookkeeper. The bookkeeper is responsible for recording the purchase order. Finally, the issuer and the bookkeeper determine the bond for the current period based on the purchase situation. Final issue rate.



8. Bond face value and issue price: The face value of the bond is RMB
100 yuan, issued at par par value.



9. Method of issuance: The bonds will be issued publicly to qualified investors with corresponding risk identification and ability to bear.



10. Object of Issuance: This issue of bonds is for qualified investors (except those prohibited by laws and regulations) from opening qualified securities accounts with China Securities Depository and Clearing Corporation.



11. Bond form: Real-name book-entry corporate bonds . The bonds subscribed by investors are kept in the custody account opened by the registration institution.



12. Repayment of principal and interest: The bond of this period adopts simple interest to calculate interest on an annual basis without compound interest. Interest is paid once a year and the principal is repaid once due. The last period of interest is paid along with the principal payment.



13. First day of issue and value date: The first day of issue of the current bond is
2020
January
On the 13th, the bond's value date is
2020
year
January
14th.


4


14, interest payment date, interest payment date:
2021 to
2023 annual
January
The 14th is the interest payment date of the previous interest-bearing year of the bond (in case of a statutory holiday or rest day, it will be postponed to the subsequent
1 transaction day, no interest is paid on the deferred payment period).

15. Redemption date: The redemption date of the current bond is
2023
January
14 days (in case of legal holidays or rest days, it will be postponed to the following
1 transaction day, no additional interest will be paid on the payment during the postponement period).



16. Interest registration date: The interest registration date of the current bond is handled in accordance with the relevant regulations of the registration agency. The holders of the current bond that are registered after the market closes on the interest registration date are entitled to the interest in the interest-bearing year of the interest registration date (the last period includes the principal).



17. Redemption registration date: The redemption registration date of the current bond is handled in accordance with the relevant regulations of the registration agency. Holders of the current bond registered on the close of the market on the redemption registration date are entitled to the principal of the current bond and the last interest.



18. Payment amount: The interest paid to investors on the annual interest payment date of the current bond is the product of the total coupon amount of the current bond and the coupon rate held by the investor at the close of the interest registration date. The principal and interest are the last period of interest of the current bond held by the investor at the close of the redemption registration date and the principal amount equal to the total face value.



19. Guarantee method: The bonds are unsecured.

20. Special account for raised funds: A special account for raised funds has been opened in the fund supervision bank for this period of bonds, which is used to receive, store, transfer and repay the principal and interest of the funds raised in this period.

21. Credit rating and credit rating agencies: Comprehensively evaluated and issued by Shanghai New Century Credit Rating Investment Service Co., Ltd.

Human subject credit rating is
AAA, the credit rating of this bond is
AAA.

22. Lead lead underwriter, bookkeeper, bond trustee: CITIC Construction Investment Securities Co., Ltd.

23. Co-lead underwriters: Guangfa Securities Co., Ltd., BOC International Securities Co., Ltd.

24. Underwriting method: The bond is underwritten by the main underwriter in the form of balance underwriting.

25. Place to be listed: Shanghai Stock Exchange.

26. Listing arrangement: After the completion of the issuance, the issuer will submit an application for the listing and trading of the bond to the Exchange as soon as possible.

Please; the specific listing time will be announced separately.

27. Use of proceeds: The proceeds from the bond issuance will be used to repay the company's debt after deducting related expenses.

28. Pledged repurchase arrangement: rating of the main body of the bond in this period
AAA, credit rating of the current bond
AAA, current bond compliance

The basic conditions for conducting a pledged repo transaction, if approved, matters such as specific conversion rates will be implemented in accordance with the relevant regulations of the bond registration agency.

29. Tax Tips: According to the relevant national tax laws and regulations, investors are responsible for the tax payable by investors in investing in the bonds.

(2) Time schedule related to the issuance of bonds:

5


Date release arrangements
T-2 (2020
January
9th)
Publish the prospectus and its summary, release announcement, credit rating report
T-1 (2020
January
10th)
Inquiry offline, bookkeeping files to determine the coupon rate
T day (2020
January
13th)
Announcement of the final coupon rate The off-line subscription start date The lead underwriter sends a "Placing Payment Notice" or "Offline Subscription Agreement" to the qualified investors who obtained the offline placement
T + 1 Day (2020
January
14th)
Eligible investors who subscribe offline
Before 15:00, transfer the full amount of the subscription money to the special collection account of the lead underwriter on time.
T + 2 (2020
January
15th)
Announcement of issuance results

Note: The above date is the trading day. In the event of a major emergency affecting the issue, the issuer and the lead underwriter will promptly announce and modify the issue schedule.


2. Inquiry on the interest rate of qualified investors offline

(1) The objects of offline investors' participation in the bookkeeping of the current bond are qualified investors who have opened qualified securities accounts with registered companies (national laws,

Except forbidden by regulations). The source of funds for the purchase of qualified investors must comply with relevant state regulations.

(II) Preset interval of interest rate inquiry and coupon rate determination method The preset interval of coupon rate of the current bond is
3.00% -4.00%;
The final coupon rate of the bond will be issued by the issuer and the lead underwriter based on the offline inquiry to qualified investors.

The interest rate is determined within a preset interval.

(3) Inquiry time The time for the inquiry of the interest rate of the bond offline in this period is
2020
January
On the 10th (T-1), investors participating in the inquiry must


2020
January
On the 10th (T-1) from 14:00 to 16:00, China Construction Bank Investment Co., Ltd.
2020 Public Issuance of Corporate Bonds (Phase I) Offline Interest Rate Inquiry and Application Form (hereinafter referred to as "Offline Interest Rate Inquiry and Application Form"
")
(See Attachment 1) Fax or send an email to the bookkeeper's office. In special circumstances, the bookkeeper's manager, the issuer and the investor can agree to extend the bookkeeping time.


(IV) Inquiry method
1. Fill in the "Offline Inquiry and Purchase Application Form"
Qualified investors who intend to participate in offline inquiry can download the "Offline Inquiry and Purchase Application" from the website listed in the release announcement.

Please fill out the form and fill it out correctly as required. Please fill in the "Offline Interest Rate Inquiry and Application Form":

6


(1) The inquiry rate shall be filled in the preset interest rate range specified in the issuance announcement; 1) The inquiry rate shall be filled in the preset interest rate range in the announcement
(2) Can be filled in at most
5 inquiry rates, which may be discontinuous;
(3) Accurately fill in the inquiry rate
0.01%;
(4) The inquiry interest rate shall be filled in order from low to high;
(5) The minimum purchase amount for investors must not be less than
10 million yuan, more than
10 million yuan must be
An integer multiple of 10 million yuan;
(6) The total purchase amount corresponding to each inquiry rate is when the final coupon rate determined is not lower than the inquiry rate,
The maximum investment needs of investors.



2.Submit

Qualified investors participating in interest rate inquiry should
2020
January
10th (T-1) 14: 00-16: 00 (in case of special circumstances

The bookkeeping time can be extended appropriately. The "offline interest rate inquiry and purchase application form" (attached) will be stamped with the company's official seal and signed by an authorized representative.
1). Power of attorney and photocopy of the ID of the authorized representative (not required to be affixed with the official seal of the unit) and other qualification certification documents required by the bookkeeper to provide to the bookkeeper (in special circumstances, the bookkeeper shall (The issuer, the issuer, and the investor can agree to extend the bookkeeping time):

(1) Attachment 1 "Offline Inquiry and Application Form for Offline Interest Rates" (signed or stamped by the legal representative or authorized representative);
(2) A power of attorney and a copy of the ID card of the authorized representative (not required to be signed or stamped by the legal representative of the legal representative);
(3) Other qualification certification documents required by the bookkeeper.

Fax to
010-89136009 rpm
900004, 010-89136013 rpm
900004;
Spare Fax: 010-65608456, 010-65608457;
Alternate Email: bjjd04@csc.com.cn;
Consulting Tel: 010-86451556;
Contact: Lin Jian, Yin Li.

The "Offline Interest Rate Inquiry and Subscription Application Form" filled out by investors shall be legally binding once faxed to the bookkeeper, and shall not be revoked. If an investor needs to modify the “Offline Inquiry and Purchase Application Form” that has been submitted to the bookkeeper's office, the consent of the bookkeeper must be obtained before the amendment can be made and submitted within the prescribed time. "Offline Interest Rate Inquiry and Application Form".



3. Interest rate determination

The issuer and the lead underwriter will determine the final coupon rate of the bond in the preset interest rate range based on the results of the offline interest rate inquiry.
2020
January
On the 13th (T day) on the Shanghai Stock Exchange website (
http://www.sse.com.cn) announced the final coupon rate of the bond. The issuer will publicly issue this bond to investors at the coupon rate determined above.


7


Third, offline distribution

(I) Issuance target The offline issuance target is a qualified investor who opens a qualified securities account with a registered company (buyers are prohibited by laws and regulations except

Outside), including qualified investors who have not participated in offline inquiry. The source of funds for the purchase of qualified investors must comply with relevant state regulations.

(2) Issuing quantity The minimum subscription unit for each qualified investor participating in the offline issuance of bonds in this period is
10,000 lots (10 million yuan), super

Over
10,000 lots must be
A multiple of 10,000 lots (10 million yuan). Each qualified investor shall

The maximum subscription amount entered in the Subscription Application Form shall not exceed the total amount of bonds issued in the current period.

(3) Issue price The issue price of the current bond is
100 yuan / sheet.

(4) Issuance time The term of the current issuance of bonds in the current period is
2 trading days, ie
2020
January
13th (T day) to
2020
January
14

day(
T + 1 days)
9: 00-15: 00.

(V) Purchase methods
1. All qualified investors participating in offline purchases must hold a qualified securities account opened by a registered company when applying. Not yet

Qualified investors who open an account must
2020
January
Open a securities account before the 10th (T-1).

2.Eligible investors should
2020
January
On the 10th (T-1) from 14:00 to 16:00, fax or send the following information to the bookkeeping manager. In special circumstances, the bookkeeping time can be appropriately extended:

(1) Attachment 1 "Offline Inquiry and Application Form for Offline Interest Rates" (signed or stamped by the legal representative or authorized representative);
(2) A copy of the power of attorney and the ID card of the authorized representative (no need to provide the official seal);
(3) Other qualification certification documents required by the bookkeeper.

Fax to
010-89136009 rpm
900004, 010-89136013 rpm
900004;
Spare Fax: 010-65608456, 010-65608457;
Alternate Email: bjjd04@csc.com.cn;
Consulting Tel: 010-86451556;
Contact: Lin Jian, Yin Li.

The "Offline Interest Rate Inquiry and Subscription Application Form" filled by investors once it is faxed or sent to the bookkeeper's office is legally binding and cannot be withdrawn without the bookkeeper's consent.

(6) The placement bookkeeper will place all valid subscriptions based on the results of offline inquiry, and the qualified investor's placement amount will not exceed

Pass the corresponding maximum purchase amount in its effective purchase. The placing is based on the following principles: according to the investor's subscription interest rate from low to high

8


Bookkeeping records are established, and the subscription amount is accumulated according to the subscription rate from low to high. When the cumulative amount exceeds or equals the total bond issuance of the current period, the highest subscription rate is recognized as the issue rate, and the subscription rate is below the final issue rate (including Issuance rate)
The investors will be placed in accordance with the principle of price first; in the case of the same price, the placement will be performed in accordance with the principle of time priority, while taking into account the long-term cooperation of investors as the priority. The issuer and the lead underwriter have the right to determine the final placement results of the bonds.

The highest subscription rate corresponding to the total amount of the bank is confirmed as the issue rate, and the subscription rate is below the final issue rate (including the issue rate)
The investors will be placed in accordance with the principle of price first; in the case of the same price, the placement will be performed in accordance with the principle of time priority, while taking into account the long-term cooperation of investors as the priority. The issuer and the lead underwriter have the right to determine the final placement results of the bonds.


(Vii) Payment

Qualified investors who have been placed should pay the subscription money in a timely manner in accordance with regulations, and the subscription money must be paid in
2020
January
14th (T + 1
(Day) The full amount will be transferred to the collection account designated by the bookkeeper before 15:00. When transferring funds, the full name of the qualified investor and "China Construction Bank Investment Co., Ltd.
"Public issuance of corporate bonds (Phase 1) subscription funds in 2020" and faxing the voucher to the bookkeeper.


Account Name: CITIC Construction Investment Securities Co., Ltd.

Account number: 0200022319027304625

Bank: Industrial and Commercial Bank of China, Beijing Liupujing Sub-branch

Large payment system number: 102100002239

(8) Treatment of default purchase

Right failed
2020
January
On the 14th (T + 1), the qualified investors who have paid the subscription before 15:00 will be deemed to be the default application, and the bookkeeper has the right to cancel their subscription. The bookkeeper has the right to dispose of all the bonds under the bid for the default investor,
And has the right to further pursue the legal responsibility of the defaulting investor according to law.


4. Subscription fees

The bond issuance does not charge investors fees for commissions, transfer fees and stamp duties.


V. Risk Tips

The issuer and the lead underwriter have fully disclosed the risks that may be involved in the issuance on the known scope. For detailed risk disclosure terms, please refer to China Construction Bank Investment Co., Ltd.
Prospectus for the Public Offering of Corporate Bonds (Phase 1) in 2020.


Issuers, lead underwriters and other underwriters

(I) Issuer: China Construction Bank Investment Co., Ltd.

Address: Naoshikou Street, Xicheng District, Beijing
Courtyard 1
Building 2
7-14 layers

Office Address: Jianguomen Inner Street, Dongcheng District, Beijing
28 Minsheng Financial Center
Block C

Legal representative: Dong Yan

Contact: Xu Guowei

9


Phone: 010-66276648
Fax: 010-66276133
Postal code: 100005 (II) Lead lead underwriter, bookkeeper: CITIC Construction Investment Securities Co., Ltd. Address: Anli, Chaoyang District, Beijing
010-66276648
Fax: 010-66276133
Postal code: 100005 (II) Lead lead underwriter, bookkeeper Manager: CITIC Construction Investment Securities Co., Ltd. Address: Anli Road, Chaoyang District, Beijing
Number 66
Office address of Building 4: Chaone Street, Dongcheng District, Beijing
Kaiheng Center 2
Blocks B and E
Legal representative on the second floor: Wang Changqing Contact person: Geng Hua, Fang Beibei, Fan Yihao Telephone: 010-86451364
Fax: 010-65608440
Zip code: 100010 (three) Co-lead underwriter: Guangfa Securities Co., Ltd. Address: Tengfei 1st Street, Guangzhou Knowledge City, New China
number 2
Room 618 Office Address: Machang Road, Tianhe District, Guangzhou
No. 26 Guangfa Securities Building
Legal representative on the 43rd floor: Sun Shuming Contact person: Zheng Xixi, Zhou He, Zhan Jinglian Telephone: 020-87555888
Fax: 020-87554536
Postal code: 510075 (IV) Co-lead underwriter: Bank of China International Securities Co., Ltd. Domicile: Yincheng Middle Road, Pudong New District, Shanghai
Bank of China Tower 200
39-story office address: Xidan North Street, Xicheng District, Beijing
No. 110
7th floor legal representative: Ning Min Contact person: Zhang Jianing Telephone number: 010-66229273
Fax: 010-66578964
Postal code: 100032 (No text below this page)

10


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(Seal page of the 2020 Public Offering of Corporate Bonds (Phase 1))

China Construction Bank Investment Co., Ltd.

year month day


(No text on this page, "China Construction Bank Investment Co., Ltd. No text on this page," "China Construction Bank Investment Co., Ltd.
(Seal page of the 2020 Public Offering of Corporate Bonds (Phase 1))

CITIC Construction Investment Securities Co., Ltd.

year month day


(No text on this page, "China Construction Bank Investment Co., Ltd. No text on this page," "China Construction Bank Investment Co., Ltd.
(Seal page of the 2020 Public Offering of Corporate Bonds (Phase 1))

Guangfa Securities Co., Ltd.

year month day


(No text on this page, "China Construction Bank Investment Co., Ltd. No text on this page," "China Construction Bank Investment Co., Ltd.
(Seal page of the 2020 Public Offering of Corporate Bonds (Phase 1))

BOC International Securities Co., Ltd.

year month day


Annex I:
China Construction Bank Investment Co., Ltd.
China Construction Bank Investment Co., Ltd.
Public issuance of corporate bonds in 2020 (first phase)
Offline interest rate inquiry and application form

Please read the release announcement, the prospectus and the instructions for filling in the important statement before completing the form.

Once this form is completed by the purchaser, and signed by its manager or other authorized personnel, and affixed with the official seal of the unit, the official seal of the department, or the special seal for the business, the form shall be faxed to the bookkeeper, and shall constitute a A legally binding offer.

The purchaser promises and guarantees that it will complete the payment on time according to the number of placings determined by the bookkeeper.

Basic Information Institution Name Legal Representative Business License Number Operator Name Email Address Fax Number Securities Account Name (Shanghai) Securities Account Number (Shanghai)
Interest rate inquiry and purchase information
3-year term (Interest rate range:
3.00% -4.00%)
(The subscription amount corresponding to each subscription rate is a single subscription amount and is not calculated cumulatively)
Subscription rate (%) Subscription amount (10,000 yuan)
important hint:
1. This bond is traded on the Shanghai Stock Exchange. Please confirm that your unit has opened an account with the Shanghai Stock Exchange and is available. The bond purchase amount for the current period is a single purchase, with a minimum of
10 million yuan (inclusive), and
An integer multiple of 10 million yuan.

2. Abbreviation and code of the current bond: 20 Construction Investment
01, code: 163090.

3. The issue size of the current bond is no more than
1 billion yuan (including
1 billion), as
3-year fixed rate bonds; value date: 2020
1
month
14th; payment date: 2020
January
14th. The subscription interest rate range is: 3.00% -4.00%.

4. After the investor has completed (signed or stamped) the Application Form for Inquiry and Purchase of Offline Interest Rates (Appendix 1), please
2020
1
month
10th
14: 00-16: 00 Fax
010-89136009 rpm
900004, 010-89136013 rpm
900004, standby fax: 010-65608456,
010-65608457; alternate email: bjjd04@csc.com.cn; consulting telephone: 010-86451556. In special circumstances, the bookkeeping time can be appropriately extended.



The purchaser hereby promises:
1. The above content of the purchaser is true, valid and complete (if there is a proportional limit in the purchase, it is indicated in the purchase application form, otherwise it is deemed as no proportional limit), and the subscription application has not been agreed with the issuer and bookkeeper The form is irrevocable, and the delivery time of the purchase order shall be based on the time displayed in the bookkeeping room fax or the bookkeeping mailbox.
2. The source of the purchase funds complies with relevant laws, regulations, relevant regulations of the China Securities Regulatory Commission and other relevant statutory or contractual requirements applicable to itself, and has obtained all necessary internal and external approvals in this regard;
3. The purchaser agrees that the bookkeeper will determine the specific amount of the placement based on the situation of the bookkeeping file and accept the final bond placement result;
The bookkeeper issued the "China Construction Bank Investment Co., Ltd."
Public Offering of Corporate Bonds (Phase 1) Placing Payment Notice in 2020 ("Placing Payment Notice"
"), Which constitutes a commitment to this purchase offer;
4. The purchaser understands and accepts that if it obtains the placement, it is obliged to follow the time, amount and method stipulated in the "Placing Payment Notice",
Transfer the subscription amount in full to the transfer account notified by the bookkeeper. If the purchaser violates this obligation, the bookkeeping administrator has the right to dispose of all the bonds under the order of the defaulting purchaser. At the same time, the purchaser agrees to pay the bookkeeper to pay the bookkeeper at a rate of five ten thousandths per day for the unscheduled timeout Liquidated damages and compensation for losses suffered by the bookkeeper;
5. The purchaser understands and confirms that the purchase funds did not come directly or indirectly from the issuer and its stakeholders, or cooperated with the issuer to seek improper benefits or transfer benefits to other relevant stakeholders through holdings, trusts, etc. Failure to accept financial support from the issuer, directly or through other stakeholders.

6. The purchaser understands and accepts that in the event of force majeure, the requirements of the supervisor, or other circumstances that may have a significant adverse impact on the offering,
After consultation with the competent authority, the issuer and bookkeeper have the right to suspend or terminate the offering;
7. The purchaser understands and confirms that the directors, supervisors, senior management personnel, and shareholders who do not belong to the issuer exceed
5% of shareholders and other related parties. If yes, please check the category:
() The directors, supervisors, and senior management of the issuer () The shareholding ratio exceeds
5% of shareholders () other related parties of the issuer
8. The purchaser promises to follow the principles of independence, objectivity and good faith to make a reasonable quotation. There is no such behavior as negotiating the quotation, intentionally lowering or raising interest rates, violating fair competition, or disrupting market order.

9. The purchaser has read the "Confirmation Letter for Qualified Investors" (Annex II) and confirms that it belongs to () investors (please fill in the letters corresponding to the investor type in Annex II);
If the investor type is
B or
D, and if you intend to invest the main assets in a single bond, please check to see if the final investor is a compliant investor that complies with the standards of the fund industry association. ()whether
10. The purchaser has read the Risk Disclosure of Qualified Investors in the Bond Market in detail and completely (Annex III), and is aware of the investment risks of the current bond and has the ability to bear the risks;
11. The purchaser understands and accepts that the issuer and bookkeeper have the right to cancel the issuance if the market changes cause the bond purchase amount in compliance with the current issue to be less than the basic issue scale;
12. The purchaser understands and accepts that the bookkeeping manager has the right to require the purchaser to provide relevant qualification certification documents, including but not limited to the business license stamped with the official seal, and the relevant certifications required by the regulatory authority to prove that the purchaser is a qualified investor; The bookkeeping manager has the right to require the purchaser to provide a power of attorney for the official seal of the department or the special seal of the business, if necessary. (If the purchaser fails to provide relevant documents as required, the bookkeeping administrator has the right to determine that the purchase is invalid)
Signature of the operator or other authorized person:
(Unit stamped)
year month day


Attachment 2: Confirmation Letter from Qualified Investors (The following content does not need to be faxed to the bookkeeper, but should be considered as an integral part of this offering plan. Please read it carefully before filling out the form, and fill in the corresponding letters before the type of investor below. Included in "Offline Interest Rate Inquiry and Subscription Application Form"
For the inseparable part, please read it carefully before filling in the form, and fill in the corresponding letters in front of the investor type below in the "Offline Interest Rate Inquiry and Subscription Application Form")

According to the "Administrative Measures on the Issuance and Transaction of Corporate Bonds " and the "Administrative Measures on the Appropriateness of Investors in the Shanghai Stock Exchange (2017 Revision)", please confirm the types of investors in this institution, and The corresponding letters are filled in the "Offline Interest Rate Inquiry and Subscription Application Form":

(A) Financial institutions established with the approval of relevant financial regulatory authorities, including securities companies , futures companies, fund management companies and their subsidiaries, commercial banks, insurance companies, trust companies, financial companies, etc .; securities registered or registered by industry associations Company subsidiaries, futures company subsidiaries, private equity fund managers;
(B) The wealth management products issued by the above institutions to investors include, but are not limited to , asset management products of securities companies, products of fund management companies and their subsidiaries, asset management products of futures companies, bank wealth management products, insurance products, trust products,
Private equity funds filed by industry associations; (If you intend to invest your main assets in a single bond, please also read the note below)
(C) Social security funds, pension funds such as enterprise annuities, social welfare funds such as charitable funds, qualified foreign institutional investors (QFII), RMB qualified foreign institutional investors (
RQFII);
(D) A legal person or other organization that simultaneously meets the following conditions:
1.Recent
Net assets at the end of 1 year are not less than
20 million yuan;


Recently
Financial assets at the end of 1 year are not less than
10 million yuan;


3.has
More than 2 years of investment experience in securities, funds, futures, gold, foreign exchange, etc. (If a partnership intends to invest major assets in a single bond, please also read the note below)

(E) Individuals who also meet the following conditions: before purchase
The daily financial assets under the name of 20 trading days are not less than
5 million yuan,
Or recently
3 years of average annual personal income
500,000 yuan; with
2 years of investment experience in securities, funds, futures, gold, foreign exchange, or
More than 2 years of experience in financial product design, investment, risk management and related work, or senior management of qualified investors who meet the first standard, certified accountants and lawyers engaged in financial related business that have obtained professional qualification certification (financial assets include banks Deposits, stocks, bonds, fund shares, asset management plans, bank wealth management products,
Trust plans, insurance products, futures rights, etc.);
(F) other qualified investors recognized by the China Securities Regulatory Commission. Please indicate the specific type and attach relevant supporting documents (if any).

Remarks: if above
Class B or D investors, and intend to invest the main assets in a single bond, and check whether the final investor is in compliance with the standards of the Fund Industry Association according to the principle of penetration (Article 14 of the "Administrative Measures for the Issuance and Trading of Corporate Bonds" Qualified investors, and check the corresponding fields in the "Offline Interest Rate Inquiry and Subscription Application Form".



Annex III: Risk Disclosure of Qualified Investors in the Bond Market (The following content is not required to be faxed to the bookkeeper, but should be considered as an integral part of this application form, please read it carefully before filling it out) This is an integral part of this application form Please read carefully before filling in the form)

Dear investors:

In order to enable your company to better understand the risks associated with investing in corporate bonds , according to the relevant regulations of the Exchange on the appropriateness of investors in the bond market, the company will provide you (your company) with this risk disclosure letter. Please be careful and detailed Read and pay attention to the following risks.


Before participating in the subscription and trading of corporate bonds , your company should carefully check whether it has the qualifications of a qualified investor.
Fully understand the characteristics and risks of corporate bonds , carefully evaluate their economic status and financial capabilities, and consider whether they are suitable for participation.

These include:

I. Bond investment has credit risk, market risk, liquidity risk, enlarged transaction risk, standard bond owing risk,
Policy risks and other types of risks.


2. Investors should make a prudent decision to participate in bond subscriptions and transactions based on their financial conditions, actual needs, risk tolerance, and internal systems (if they are institutions).


3. The risk that the bond issuer cannot repay the principal and interest on schedule. If investors buy or hold credit bonds with lower or no credit rating, they will face significant credit risk.


4. The risk of bond price fluctuations due to factors such as the market environment or the relationship between supply and demand.


5. Investors cannot buy or sell bonds at a reasonable price in the short term, and thus suffer the risk of loss.


6. Investors use the two types of cash bonds and repurchase to enlarge the bond investment, thereby magnifying the risk of investment loss.


7. During the repurchase period, investors need to guarantee the full amount of standard repurchase. If the bond price falls during the repurchase period, the conversion rate of standard bonds will be reduced accordingly, and the financing party faces the risk of owing standard bonds. Financing parties need to replenish pledged bonds in time to avoid shortage of standard bonds.


8. Due to changes, amendments, etc. of national laws, regulations, policies, exchange rules, etc., it may adversely affect investors' transactions and even cause economic losses.


Special Note:

The reminders in this "Risk Disclosure" are just for the sake of enumeration, failing to detail all the risks of bond subscription and trading. Before participating in bond subscription and trading, your company should carefully read this risk disclosure, bond prospectus and relevant business rules of the exchange, confirm that you have known and understood all the contents of the risk disclosure, and make good risk assessment and financial arrangements to determine It has sufficient risk tolerance ability, and bears the corresponding risks of participating in subscriptions and transactions, to avoid suffering unbearable losses due to participation in bond subscriptions and transactions.



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